Bank of canada market trade reporting system
Last week, the Investment Industry Market Organization of Canada IIROC adopted a new rule requiring dealers to report debt securities transactions.
IIROC advises that dealer members who choose to reporting the Customer LEI should ensure that their customer has reporting such disclosure to IIROC. Trade first phase canada reporting market will be implemented beginning bank November 1, for dealer members who are GSDs or have affiliates who are Bank and are participants in the Market Bank Reporting System, with a second phase taking effect on November 1, for all other debt securities transaction reporting by GSD and non-GSD dealer members.
The new rule is intended to enable IIROC to carry out its responsibilities with respect to surveillance and oversight of over-the-counter OTC debt market trading. As we system discussedIIROC released a proposed version trade the rule for comment early last year and republished the proposed rule in January The final version of the rule takes into account public comments received in response to the previous proposals and includes minor revisions intended to enhance the clarity and consistency of the earlier drafts.
For more information, see IIROC Notice Add this blog to your feeds or subscribe by email using the form below. Canada Elliott Law Firm: IIROC adopts debt transaction reporting rule Posted on November 7, Trackbacks 0 Links canada blogs that reference this article Trackback System http: Comments 0 Read through and enter the discussion with the form at the end.
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